INK Recruitment formed the Corporate Governance Team to provide solutions for niche Regulatory positions.

The team is regarded as the ‘go to’ Compliance Department recruiting partner for –

  • Leading Investment / Custodian / Wholesale and Private Banking clients,
  • Asset Managers,
  • Exchanges,
  • Broking clientele

This growing division now recruits special regulatory professionals within –

  • Operations
  • Regulatory Control
  • COO’s office

Additionally, INK Recruitment is market leader for staff across these divisions in –

  • CASS
  •  Tranaction Reporting
  •  SMR

Finally, we own the largest CASS Network on as well as hosting FREE networking events attended by the leading CF10a’s and SME’s in this industry.


Recruiting for
Recruiting for


Specialist areas of Regulatory recruitment

  • Front Office Sales & Trading Compliance Advisory – Equities, FICC, Futures/Options & Derivatives
  • Private Side Advisory – DCM, ECM, M&A and Research Compliance
  • Control Room
  • Senior Managers Regime (SMR)
  • Trade Surveillance
  • Monitoring and Testing Compliance
  • Transaction Reporting – Compliance & Operations
  • Regulatory Affairs
  • Regulatory Project Management/Implementation
  • Central Compliance
  • Training
  • Financial Crime – AML/KYC
  • Data Protection/Privacy
  • Client Assets (CASS)
  • Compliance Advisory
  • Deputy CF10a
  • Quality Assurance
  • Compliance
  • Quality Assurance
  • MI & Reporting
  • Project Management
  • BAU – Daily Calculation

Recent Corporate Governance assignments successfully completed

Corporate Governance

01.Head of DCM Compliance – Leading European Bank – £130,000

Responsible for the recruitment of the Head of Debt Capital Markets Compliance for leading European Bank.

Corporate Governance

02.Monitoring and Testing Team expansion x4 – Leading European Bank – £67 – £85,000

Successfully recruited 4 x Compliance Monitoring and Testing team expanding the team from 6 – 10 staff. Candidates sourced from a variety of backgrounds from ‘Big 4’ Audit, Compliance and Risk backgrounds.

Corporate Governance

03.Head of CASS Reg, CASS Front Office/SMR and CASS Training – Large U.S Bank – to £175,000

Exclusively retained by the 2nd largest bank in the world to recruit 2 x Directors and 1 x AVP in the above very niche CASS space. Assignment delivered with 100% offer/acceptance rate within 3 months.


INK. Contact

Nick Litwinek

T:  +44 (0)20 3817 9051
M: +44 (0)7930 538 058